Report Date 报告日期
2026-09-15（data from 2026-07-29 数据取自 2026-07-29）
左木莲安｜广州数据集团·数脉通
AI Judicial Risk Report (Bilingual Edition)
AI 司法风险专项报告（中英双语版）
AI 司法风险专项报告（中英双语版）
⚠️ 案例展示样本 / Demo Sample：本报告为产品功能与版式演示样例，文中公司名、人名、案号、地址及证件号均已脱敏，不构成任何真实企业的信息披露或投资建议。
⚠️ This is a demo sample for product and layout demonstration only. Company names, personal names, case numbers, addresses and identity codes have been redacted. It does not constitute any disclosure of, or investment advice on, any real company.
⚖️ AI Judicial Risk Report (Bilingual Edition) ｜ AI 司法风险专项报告（中英双语版）
⚠️ This is a demo sample for product and layout demonstration only. Company names, personal names, case numbers, addresses and identity codes have been redacted. It does not constitute any disclosure of, or investment advice on, any real company.
某数字科技股份有限公司
A Digital Technology Co., Ltd.
⛔ Critical / Level 5 致命风险 / 5级
Note: The English company name is as disclosed in public data for reference only; the legal entity is identified by its Chinese registered name. 英文公司名源自公开数据，仅供参考；法律主体以中文注册名称为准。
左木莲安数脉通 · 公开数据 / Zuomu Lian'an Shumaitong Public Data
Chapter 0 · Decision Card (Quick Read) 第0章 · 决策卡（速读前置）
⛔ Critical Risk · Level 5 致命风险 · 5级
Applicable financing action: Direct Rejection — terminate the financing approval process
适用融资动作：直接拒批，终止融资审批流程
适用融资动作：直接拒批，终止融资审批流程
P0 · Bankruptcy case accepted — 粤03破169号（企业进入破产程序）
P0 · Controller's equity fully frozen >50% — escalated to Critical（实控人持股被全额冻结，升档致命）
P1 · Terminal cases cumulative claim CNY 52.08m（终本累计标的 5207.75 万）
P2 · 2 current business abnormality listings（当前经营异常 2 件）
🔍 Risk Assessment (quantified core data) 风控研判（核心数据量化）
The company entered bankruptcy proceedings on 2024-04-15, when the Shenzhen Intermediate People's Court of Guangdong Province accepted the bankruptcy case (Case No. （XXXX）粤某破XXX号), with 7 additional bankruptcy petitions under review; the actual controller N*** (努某某) directly holds 73.88%, and the corresponding capital contribution has been fully frozen by multiple courts through rolling pending freezes; 44 terminal cases cumulatively with RMB 46.95 million unfulfilled; 61 historical consumption restriction orders (all currently released); 2 current business abnormality listings.
公司已于 2024-04-15 被广东省深圳市中级人民法院受理破产案件（（XXXX）粤某破XXX号），另有多宗破产申请审查；实控人努某某直接持股 73.88%，其对应出资额被多地法院多轮候全额冻结；累计终本案件 44 件、未履行金额 4694.95 万；历史限制消费令 61 条（当前均已解除）；当前经营异常 2 件。
⚠️ Risk Recommendation 风控建议
The company has entered bankruptcy proceedings and its controlling equity is fully frozen — an irreversible critical risk, graded "Critical Risk / Level 5".
⛔ Direct Rejection — terminate all financing approval processes. Any credit extension, factoring or leasing pre-approval shall not pass; existing exposure shall immediately trigger risk screening and collateral reinforcement.
⛔ Direct Rejection — terminate all financing approval processes. Any credit extension, factoring or leasing pre-approval shall not pass; existing exposure shall immediately trigger risk screening and collateral reinforcement.
企业已进入破产程序且控制权股权被全额冻结，构成不可逆致命风险，定级"致命风险 5级"。
⛔ 直接拒批，终止一切融资审批流程。任何授信、保理、融资租赁前置审查均不予通过；存量业务应立即启动风险排查与担保补强。
⛔ 直接拒批，终止一切融资审批流程。任何授信、保理、融资租赁前置审查均不予通过；存量业务应立即启动风险排查与担保补强。
I · Executive Summary 一 · 报告摘要
2
P0 Critical signals (current) P0 致命级信号（当前口径）
1
P1 Severe signals P1 高危级信号
3+
P2 Warning signals P2 警示级信号
CNY 46.95m
Key indicator · terminal-case unfulfilled amount 关键指标 · 终本未履行金额（4694.95 万）
📌 Key findings: ① The company entered bankruptcy proceedings (Shenzhen Intermediate People's Court, Case No. （XXXX）粤某破XXX号) — solvency has fundamentally deteriorated; ② The actual controller N***'s 73.88% direct holding is fully frozen through multiple rolling freezes — control is severely unstable; ③ 44 cumulative terminal cases with RMB 46.95 million unfulfilled — extremely low enforcement recovery; ④ Affiliated companies (e.g. A Sports Technology Co., Ltd. 某体育科技有限公司) show concurrent enforcement / consumption restrictions / terminal cases — risk is contagiously spreading.
📌 关键发现：① 公司进入破产程序（深圳中院，（XXXX）粤某破XXX号），偿债能力根本性恶化；② 实控人努某某 73.88% 直接持股被多轮候全额冻结，控制权严重不稳；③ 累计终本 44 件、未履行 4694.95 万，执行到位率极低；④ 关联企业（某体育科技有限公司等）同步爆发被执行/限消/终本，风险呈扩散态势。
🔍 Risk Assessment (P0/P1/P2 signal summary) 风控研判（P0/P1/P2 信号汇总）
2 P0 critical signals: bankruptcy case (current) and equity freeze ratio exceeding 50% (escalated to Critical). 1 P1 severe signal: terminal cases cumulative claim CNY 52.08 million (> CNY 50m threshold). 3+ P2 warning signals: 2 current business abnormality listings, 1 historical dishonest-judgment-debtor record (removed), 61 historical consumption restriction orders (released). In addition, 139 judicial cases, 101 equity freeze records and 26 hearing notices indicate a typically high-litigation-intensity company.
P0 致命级 2 项：企业破产案件（当前）、股权冻结占比超 50%（升档致命）。P1 高危级 1 项：终本累计标的 5207.75 万（>5000万 阈值）。P2 警示级 3 项以上：当前经营异常 2 件、历史失信 1 件（已移出）、历史限制消费令 61 件（已解除）。此外司法案件 139 件、股权冻结 101 条、开庭公告 26 件，体量为典型高诉讼强度企业。
⚠️ Risk Recommendation 风控建议
P0 critical signals are hit under the "current" scope (bankruptcy + equity freeze beyond threshold escalation), so the grade is directly set to Critical Risk / Level 5 and the conclusion is irreversible.
⛔ Direct Rejection — terminate the financing approval process; launch risk screening and collateral reinforcement for existing exposure, and run isolation review on affiliated companies as well.
⛔ Direct Rejection — terminate the financing approval process; launch risk screening and collateral reinforcement for existing exposure, and run isolation review on affiliated companies as well.
依据"当前"口径命中 P0 致命信号（破产 + 股权冻结超阈值升档），定级直接定为致命风险 5级，结论不可逆。
⛔ 直接拒批，终止融资审批流程；存量业务启动风险排查与担保补强，关联企业一并隔离审查。
⛔ 直接拒批，终止融资审批流程；存量业务启动风险排查与担保补强，关联企业一并隔离审查。
Understanding China's Judicial Enforcement System 中国司法执行制度速览
- Enforcement chain 执行程序链条: effective judgment → application for enforcement → enforcement docketing → asset inquiry & compulsory measures → full satisfaction / terminal case / termination of enforcement. 生效判决 → 申请执行 → 执行立案 → 财产查控/强制措施 → 执行完毕 / 终本 / 终结执行。
- Terminal case is NOT debt forgiveness 终本≠债务消灭: a terminal case (Termination of Current Enforcement Procedure) ends the current round of enforcement only because no executable assets were found for the moment; the claim is not extinguished and enforcement may resume upon newly discovered assets. 终本（终结本次执行程序）仅因暂无可供执行财产而程序性终结本轮执行，债权不消灭，发现财产可恢复执行。
- Nature of the dishonest-debtor list and consumption restriction orders 失信名单与限消令的性质: court-led credit-based sanctions, not criminal penalties; entities are removed after performing their obligations. 法院主导的信用惩戒措施，非刑事处罚；履行义务后可移出/解除。
- Coverage boundary 信息覆盖边界: public data is not a complete litigation database; dimensions marked "Pending Authorization Confirmation" mean public channels do not cover them — not that they do not exist. 公开数据非全量诉讼库，标注"需授权确认 / Pending Authorization Confirmation"表示公开渠道未覆盖，≠不存在。
- Data timeliness 数据时效: judicial execution data is published with T+1 lag; judgments/hearings/penalties with T+7 lag; each key data block is annotated with its data-as-of date and query date. 司法执行类数据 T+1 公示，裁判/开庭/处罚类 T+7；每块关键数据均标注数据截止日与查询日期。
II · Fatal Signal Scan (5-Second Red-Line Check) 二 · 致命信号扫描（5秒红线预检）
🔴 P0 Critical · Corporate bankruptcy reorganization / bankruptcy case 企业破产重整/破产案件
✅ Triggered (current) 命中（当前）
The Shenzhen Intermediate People's Court of Guangdong Province accepted the bankruptcy case (Case No. （XXXX）粤某破XXX号, accepted 2024-04-15); 7 further bankruptcy petitions (破申) under review. The company has entered bankruptcy proceedings and solvency is fundamentally lost.
广东省深圳市中级人民法院受理破产案件（（XXXX）粤某破XXX号，2024-04-15 受理）；另 7 宗破产申请审查（破申）。企业已进入破产程序，偿债能力根本性丧失。
广东省深圳市中级人民法院受理破产案件（（XXXX）粤某破XXX号，2024-04-15 受理）；另 7 宗破产申请审查（破申）。企业已进入破产程序，偿债能力根本性丧失。
🔴 P0 Critical · Equity freeze >50% — escalated to Critical 股权冻结 >50% 升档致命
✅ Triggered (current · escalated) 命中（当前 · 升档）
The actual controller N*** directly holds 73.88%; the corresponding capital contribution is fully frozen by multiple courts (Futian, Nanshan of Shenzhen, etc.) through rolling pending freezes (largest single freeze CNY 19.95 million, equal to his entire holding). The frozen ratio far exceeds the 50% safety line — control severely unstable, escalated to Critical by rule.
实控人努某某直接持股 73.88%，其对应出资额被深圳市福田区、南山区等多地法院多轮候全额冻结（单笔最大 1994.79 万与其全部持股一致）。冻结比例远超 50% 安全线，控制权严重不稳，按规则升档致命。
实控人努某某直接持股 73.88%，其对应出资额被深圳市福田区、南山区等多地法院多轮候全额冻结（单笔最大 1994.79 万与其全部持股一致）。冻结比例远超 50% 安全线，控制权严重不稳，按规则升档致命。
✅ Not triggered (current) · Corporate Dishonest Judgment Debtor 企业当前失信被执行人
Current 0 / Historical 1 当前 0 / 历史 1
The aggregated risk scan returned 1 historical dishonest-debtor record (Case No. （XXXX）粤某执XXX号, fully unfulfilled, circumstance "violation of the property reporting system"), marked disabled by the source (removed from the list). Not a P0 hit under the "current" scope.
综合风险排查返回历史失信 1 条（（XXXX）粤某执XXX号，全部未履行，情形"违反财产报告制度"），数据源标记为 disabled（已移出失信名单）。按"当前"口径未命中 P0。
综合风险排查返回历史失信 1 条（（XXXX）粤某执XXX号，全部未履行，情形"违反财产报告制度"），数据源标记为 disabled（已移出失信名单）。按"当前"口径未命中 P0。
✅ Not triggered (current) · Consumption Restriction Order (corporate/controller) 企业/实控人当前限制消费令
Current 0 / Historical 61 当前 0 / 历史 61
61 consumption restriction orders returned, all annotated with release dates — 0 under the current scope. The historically intensive restrictions reflect severe past breach of performance obligations.
查询返回限制消费令 61 条，全部已标注解除日期（release_date），当前口径为 0。历史上曾密集被限制消费，反映过往履约严重失信。
查询返回限制消费令 61 条，全部已标注解除日期（release_date），当前口径为 0。历史上曾密集被限制消费，反映过往履约严重失信。
✅ Not triggered (current) · Commercial Bill Default 企业当前票据违约
No dedicated record retrieved 未检索到专项记录
This aggregated risk scan returned no dedicated commercial-bill-default record. No public information on the company's commercial bill defaults was found; marked "Pending Authorization Confirmation" (does not affect the P0 critical grading).
本次综合风险排查未返回专项票据违约维度。公开渠道未检索到该公司商业票据违约信息，标注"需授权确认"（不影响 P0 致命定级）。
本次综合风险排查未返回专项票据违约维度。公开渠道未检索到该公司商业票据违约信息，标注"需授权确认"（不影响 P0 致命定级）。
🟠 P1 Severe · Terminal cases cumulative claim > CNY 50m 终本累计标的 >5000万
✅ Triggered 命中
44 terminal cases, cumulative claim CNY 52.08 million (5207.75 万), unfulfilled RMB 46.95 million (4694.95 万) — far beyond the CNY 50 million threshold, reflecting severely insufficient actual solvency.
终本案件 44 件，累计标的 5207.75 万，未履行 4694.95 万，远超 5000 万阈值。反映实际偿债能力严重不足。
终本案件 44 件，累计标的 5207.75 万，未履行 4694.95 万，远超 5000 万阈值。反映实际偿债能力严重不足。
🟡 P2 Warning · Current business abnormality 当前经营异常
✅ Triggered (current: 2) 命中（当前 2 件）
① 2025-08-13 unreachable through the registered address or business premises (not yet removed); ② 2023-07-17 failure to publish the annual report on time (not yet removed). Both listings remain active.
① 2025-08-13 通过登记住所或经营场所无法联系（未移出）；② 2023-07-17 未按时公示年度报告（未移出）。均处存续异常状态。
① 2025-08-13 通过登记住所或经营场所无法联系（未移出）；② 2023-07-17 未按时公示年度报告（未移出）。均处存续异常状态。
🟡 P2 Warning · Risk contagion to affiliated companies 关联企业风险扩散
✅ Triggered 命中
The controller-affiliated A Sports Technology Co., Ltd. (某体育科技有限公司) itself carries 7 enforcement / 7 consumption restriction / 5 terminal-case / 1 judgment-document records — risk spreads along the chain of control.
实控人关联企业某体育科技有限公司存在被执行人 7 / 限制消费令 7 / 终本 5 / 裁判文书 1，风险沿控制链扩散。
实控人关联企业某体育科技有限公司存在被执行人 7 / 限制消费令 7 / 终本 5 / 裁判文书 1，风险沿控制链扩散。
🔍 Risk Assessment (dual-scope values + trigger check) 风控研判（双口径数值 + 触发核对）
Under the current scope, two P0 signals are hit (bankruptcy; equity freeze beyond threshold escalated) triggering the critical grading; the P1 terminal-cases cumulative claim of CNY 52.08 million > CNY 50 million is hit simultaneously. Historically there are also 1 dishonest-debtor record and 61 consumption restrictions, all released/removed — used only as reference for authenticity of remediation, not triggering the current grading.
当前口径命中破产、股权冻结超阈（升档）两项 P0，触发致命定级；P1 终本累计标的 5207.75 万 >5000万 同步命中。历史口径另有失信 1、限消 61，已解除/移出，仅作修复真实性参考，不触发当前定级。
⚠️ Risk Recommendation 风控建议
Yes. Both P0 critical signals stand under the current scope; the grading is irreversibly Critical Risk / Level 5.
⛔ Direct Rejection — terminate the financing approval process. The following chapters serve only as a complete risk portrait and do not change the rejection conclusion.
⛔ Direct Rejection — terminate the financing approval process. The following chapters serve only as a complete risk portrait and do not change the rejection conclusion.
是。当前口径下两项 P0 致命信号成立，定级不可逆为致命风险 5级。
⛔ 直接拒批，终止融资审批流程。后续章节仅作完整风险画像，不改变拒批结论。
⛔ 直接拒批，终止融资审批流程。后续章节仅作完整风险画像，不改变拒批结论。
III · Enterprise Risk Deep Scan 三 · 企业风险深度扫描
3.1 Entity Information (business registration) 主体信息（工商照面）
| Field 字段 | Content 内容 | Data as of / Queried 数据截止 / 查询 |
|---|---|---|
| Company full name 公司全称 | 某数字科技股份有限公司（曾用名 Former name: 某数字科技发展有限公司） | 工商登记基准 Registration baseline 2022-11-22（数据源公示 per source disclosure） 风险数据查询于 Risk data queried on 2026-07-29 |
| English name 英文名 | A Digital Technology Co., Ltd. | |
| Legal Representative 法定代表人 | 努某某（N***, transliterated） | |
| Registered capital 注册资本 | CNY 96.63 million（9662.9395 万人民币） | |
| Paid-in capital & ratio 实缴资本及出资比例 | CNY 96.63 million（9662.9395 万人民币, paid-in ratio 实缴比例 100%） | |
| Establishment date 成立日期 | 2012-04-19 | |
| Operating status 经营状态 | 存续（在营、开业、在册） Active (operating, opened, registered) | |
| USCC 统一社会信用代码 | 9144*********177A | |
| Registered address 注册地址 | 深圳市南山区某科技园区（地址已脱敏）（A science & technology park in Nanshan District, Shenzhen (address redacted)） | |
| Enterprise type 企业类型 | 股份有限公司（非上市） Company Limited by Shares (Non-listed) | |
| Actual controller / UBO 实控人 / 最终受益人 | 努某某（直接持股 73.88%, direct holding 73.88%, 穿透确认 verified via penetration） | |
| Main business 主营业务（经营范围） | General: IT consulting, information system integration, internet security services, network & information security software development, software development, domestic trade agency, computer hardware/software manufacturing, etc.; Licensed: value-added telecom services (Class II / Class I), urban delivery transport, food internet sales, etc. 一般经营：信息技术咨询、信息系统集成、互联网安全服务、网络与信息安全软件开发、软件开发、国内贸易代理、计算机软硬件制造等；许可经营：第二类/第一类增值电信业务、城市配送运输、食品互联网销售等 | |
| Qualifications & group 资质与集团 | High-tech Enterprise（高新技术企业）、"Double-Soft" qualification（双软资质）、Value-added Telecom Service License（增值电信业务经营许可证）、10 software copyrights（10 项软件著作权）；member of A Digital Technology Group（隶属「某数字科技集团」）；small-sized enterprise（小型企业） | — |
⚠️ Risk Recommendation 风控建议
No capital-flight suspicion at the capital-structure level, but operations and judicial standing have substantively collapsed.
✅ Business registration fields are complete with no default; no further action needed on capital authenticity — focus shifts to tracking the bankruptcy disposal progress.
✅ Business registration fields are complete with no default; no further action needed on capital authenticity — focus shifts to tracking the bankruptcy disposal progress.
资本结构层面无抽逃嫌疑，但经营与司法层面已实质性崩塌。
✅ 工商基础信息完整无缺省；资本真实性无需额外动作，重点转向司法破产处置进度跟踪。
✅ 工商基础信息完整无缺省；资本真实性无需额外动作，重点转向司法破产处置进度跟踪。
3.2 Enforcement Information (current / historical dual scope) 被执行信息（当前 / 历史双口径）
| Indicator 指标 | Current 当前口径 | Historical (cumulative) 历史累计口径 | Notes 说明 |
|---|---|---|---|
| Enforcement subject (open cases) 被执行人（未结） | 1 case 件 | Incl. 44 terminal cases 含终本 44 件 | Current: Case No. （XXXX）粤某执XXX号, claim CNY 360,758（标的 36.08 万）, Shenzhen Nanshan District People's Court, 2025-09-28 |
| Terminal cases 终本案件 | — | 44 cases 件 | Cumulative claim CNY 52.08m（累计标的 5207.75 万）, unfulfilled RMB 46.95m（未履行 4694.95 万）; a terminal case itself means "this round of enforcement failed to satisfy the claim"（终本本身即"本次执行未到位"） |
🔍 Risk Assessment 风控研判
Only 1 open enforcement case remains (CNY 360,758), but 44 historical terminal cases with nearly RMB 47 million unfulfilled reflect long-term "enforcement impossibility". The cumulative terminal-case claim of CNY 52.08 million has exceeded the P1 threshold of CNY 50 million.
当前未结被执行仅 1 件（36.08 万），但历史终本 44 件、未履行近 4700 万，反映长期"执行不能"。终本累计标的 5207.75 万已超 5000 万 P1 阈值。
⚠️ Risk Recommendation 风控建议
⛔ Huge immediate repayment gap — reject; existing exposure must verify whether any asset leads remain enforceable.
⛔ 即期偿付缺口巨大，拒批；存量业务须核查是否已有财产线索可供执行。
3.3 Dishonest Judgment Debtor Records 失信被执行人记录
| Scope 口径 | Count 数量 | Details 明细 |
|---|---|---|
| Current 当前 | 0 | No active dishonest-debtor list record shown by the source 数据源未显示活跃失信名单记录 |
| Historical 历史 | 1 | Case No. （XXXX）粤某执XXX号, Shenzhen Nanshan District People's Court, publicized 2023-11-28, performance status "fully unfulfilled"（履行状态"全部未履行"）, circumstance "violation of the property reporting system"（情形"违反财产报告制度"）, marked disabled by the source (removed from the list) |
🔍 Risk Assessment 风控研判
A historical record of "fully unfulfilled + violation of the property reporting system" exists; though removed from the list, it is a major historical credit blemish. Combined with bankruptcy and terminal cases, the fact of credit collapse is fully established.
历史存在"全部未履行 + 违反财产报告制度"的失信记录，虽已移出名单，但属重大历史信用瑕疵；结合破产与终本，信用崩塌事实充分。
3.4 Equity Freeze & Consumption Restriction Orders 股权冻结与限制消费令
| Indicator 指标 | Current 当前口径 | Historical (cumulative) 历史累计 | Notes 说明 |
|---|---|---|---|
| Equity freeze 股权冻结 | 101 records (incl. pending freezes, mostly within freeze period) 条（含轮候，多为冻结期内） | Same as left 同左 | At the company level, 9 freezes on the controller's equity totaling approx. CNY 138.91m（实控人持股被冻结 9 笔、累计出资额约 13891 万）; 92 records at subsidiary level（子公司层面 92 条）. The controller's 73.88% holding is fully frozen through rolling pending freezes — frozen ratio far exceeds 50% |
| Consumption restriction orders 限制消费令 | 0 | 61 (all released) 条（全部已解除） | Historically intensive restrictions; all annotated with release dates currently 历史上密集被限消，当前均已标注解除日期 |
🔍 Risk Assessment 风控研判
The controller's equity is fully, multi-venue and rolling-pending frozen — the very basis for the "equity freeze >50% escalation to Critical" determination. Although consumption restrictions are currently zero, the 61 historical orders corroborate severe past performance breach.
实控人持股被全额、多地、多轮候冻结，是"股权冻结>50%升档致命"的判定依据；限消虽当前归零，但历史 61 条印证过往严重履约失信。
⚠️ Risk Recommendation 风控建议
⛔ Control is locked; credit enhancement cannot land (equity-based collateral unavailable) — reject.
⛔ 控制权锁定，增信无从落地（股权类担保不可用），拒批。
3.5 Judicial Case Statistics (litigation intensity) 司法案件统计（涉诉强度）
| Dimension 维度 | Count 数量 | Notes 备注 |
|---|---|---|
| Judicial cases (litigation relations) 司法案件（涉诉关系） | 139 | High-litigation-intensity company 高诉讼强度企业 |
| Hearing notices 开庭公告 | 26 | — |
| Court judgment documents 裁判文书 | 12 | — |
| Court announcements 法院公告 | 10 | — |
| Service by publication notices 送达公告 | 21 | — |
| Principal litigation counterparties 主要涉诉对手方 | 某科技有限公司（Labor disputes 劳动争议 43）、某某科技有限公司（Labor disputes 劳动争议 26）、某信息科技有限公司（Sales disputes 买卖纠纷 7）、某轨道交通科技股份有限公司（Loan disputes 借款纠纷 3）等 etc. | |
🔍 Risk Assessment 风控研判
139 litigation cases with labor disputes highly concentrated (Yuanxinghe 43, Zhongjingyuan 26) point to tight cash flow and widespread unpaid wages and debts, mutually corroborating the bankruptcy situation.
涉诉 139 件且劳动争议高度集中（某科技有限公司 43、某某科技有限公司 26），指向资金链紧张、欠薪欠债普遍，与破产局面相互印证。
⚠️ Risk Recommendation 风控建议
The high incidence of labor disputes signals an operational shutdown risk, reinforcing the rejection basis.
劳动争议高发提示运营停摆风险，强化拒批依据。
3.6 Financial Standing & Regulatory Records 财务状况与监管记录
| Dimension 维度 | Current 当前 | Historical 历史 | Notes 说明 |
|---|---|---|---|
| Business abnormality 经营异常 | 2 (both not removed) 件（均未移出） | Same as left 同左 | ① 2025-08-13 unreachable at registered address 通过登记住所无法联系; ② 2023-07-17 annual report not published on time 未按时公示年报 |
| Bankruptcy (case + petitions) 破产（案件+申请） | 1 case + 7 petitions 案件 + 申请 | Same as left 同左 | Case No. （XXXX）粤某破XXX号 accepted 受理 + 7 petitions under review 宗破申 |
| Administrative penalties 行政处罚 | 0 | 0 | None retrieved 未检索到 |
| Serious legal violation & dishonesty 严重违法失信 | 0 | 0 | None retrieved 未检索到 |
| Tax arrears 欠税信息 | 0 | 0 | No dedicated record retrieved 未检索到专项记录 |
| Judicial auction 司法拍卖 | 0 | 0 | None retrieved 未检索到 |
| Equity pledge / chattel mortgage 股权出质 / 动产抵押 | 0 | 0 | None retrieved 未检索到 |
| Bond default 债券违约 | None retrieved 未检索到 | Pending Authorization Confirmation 需授权确认 | |
🔍 Risk Assessment 风控研判
Relatively clean on administrative and tax dimensions (0 penalties / 0 tax arrears), but the 2 business abnormality listings (incl. "unreachable at registered address") combined with bankruptcy indicate operations have substantively halted.
行政与税务层面相对干净（0 处罚/0 欠税），但经营异常 2 件（含"住所失联"）叠加破产，说明经营已实质停滞。
⚠️ Risk Recommendation 风控建议
⛔ "Unreachable at registered address" abnormality + bankruptcy = confirmed operational halt; reject and flag an unreachability alert.
⛔ "住所失联"经营异常 + 破产 = 经营停滞确认，拒批并标记失联预警。
3.7 Judicial Litigation Details (all cases · deduplicated by case number) 司法诉讼明细（全量逐案 · 按案号去重）
IV · Key-Person Risk Penetration (Actual Controller / Legal Representative) 四 · 高管风险穿透扫描（实控人 / 法定代表人）
| Field 字段 | Content 内容 |
|---|---|
| Name 姓名 | 努某某（N***, transliterated） |
| Identity verification PID 身份核验 PID | ********************************（matched with business registration public data 工商公示匹配; source tier T1 authoritative commercial source 来源等级 T1 权威商业源） |
| Roles 任职角色 | Legal Representative + Actual Controller (direct holding 73.88%) + Director/Senior management 法定代表人 + 实际控制人（直接持股 73.88%）+ 董事/高管 |
| Personal dishonest judgment debtor 个人失信被执行人 | 0 (no records returned)（查询无结果） |
| Personal consumption restriction orders 个人限制消费令 | 101 records (as legal representative of this company, implicated / case-related restrictions) 条（作为本公司法定代表人被牵连 / 关联案件限制） |
| Personal equity freeze 个人股权冻结 | 19 records (incl. his equity in this company of CNY 2.09m / 209.1 万 frozen) 条（含所持本公司股权 209.1 万等被冻结） |
| Personal equity pledge 个人股权质押 | 0 |
🔍 Risk Assessment (per-person data + identity verification) 风控研判（逐人数据 + 身份核验）
Identity verification: the PID matches the business registration public data — not a same-name misjudgment (same-name verification principle applied). Personal dishonest-debtor record is 0, but 101 personal consumption restriction orders and 19 personal equity freezes are the direct result of his deep involvement in the company's debts as legal representative / actual controller.
身份核验：PID 经工商公示匹配，非同名误判（同名甄别原则已执行）。个人失信为 0，但个人限制消费令 101 条、个人股权冻结 19 条，均为其作为法定代表人/实控人深度卷入公司债务的直接结果。
⚠️ Risk Recommendation 风控建议
The controller's personal credit is already deeply bound to corporate debts; personal credit enhancement (e.g. personal joint liability guarantee) carries no substantive value, and the frozen equity makes equity-based collateral unusable.
⛔ Do not accept the controller's personal credit as enhancement; reject. If any advance is nevertheless pursued, the bankruptcy administrator's confirmation and third-party strong collateral must be obtained first.
⛔ Do not accept the controller's personal credit as enhancement; reject. If any advance is nevertheless pursued, the bankruptcy administrator's confirmation and third-party strong collateral must be obtained first.
实控人个人信用已与公司债务高度绑定，个人增信（如个人连带担保）无实质价值，且持股被冻结使股权类担保不可用。
⛔ 不得接受实控人个人信用作为增信；拒批。建议如必须推进，须先取得破产管理人确认与第三方强担保。
⛔ 不得接受实控人个人信用作为增信；拒批。建议如必须推进，须先取得破产管理人确认与第三方强担保。
V · Affiliated-Company Contagion Scan 五 · 关联公司扩散扫描
| Affiliated company 关联公司 | Relation 关系 | Core risks 核心风险 | Risk level 风险等级 |
|---|---|---|---|
| 某体育科技有限公司 | Controller-affiliated (努某某 as legal representative / shareholder) 实控人关联 | Enforcement 7 / Consumption restriction 7 / Terminal cases 5 / Judgment documents 1 被执行人 7 / 限制消费令 7 / 终本 5 / 裁判文书 1 | 🟠 Severe 高危 |
| 某科技有限公司 | Affiliated (litigation counterparty / holding layer) 关联（涉诉对手/持股层） | Labor disputes 劳动争议 43 | 🟡 Warning 警示 |
| 某某科技有限公司 | Shareholder / affiliated 股东/关联 | Labor disputes 劳动争议 26 | 🟡 Warning 警示 |
🔍 Risk Assessment (affiliated anomalies statistics) 风控研判（关联方异常统计）
The core affiliate A Sports Technology Co., Ltd. itself carries 7 enforcement / 7 consumption restrictions / 5 terminal cases; and labor disputes are highly concentrated across Yuanxinghe, Zhongjingyuan and other affiliates — the operating cluster centered on N*** is broadly trapped in debt and employment crises.
核心关联企业某体育科技有限公司自身即存在 7 被执行 / 7 限消 / 5 终本，且某科技有限公司、某某科技有限公司等关联主体劳动争议高度集中，显示以努某某为核心的经营集群普遍陷入债务与用工危机。
⚠️ Risk Recommendation 风控建议
The controller's operating style shows a systemic risk pattern of "multi-entity joint debts, unpaid wages and debts, and eventual bankruptcy" with no isolation or mitigation available.
⛔ Place all controller-affiliated companies into rejection and blacklist screening; prohibit circumvention of entity risk through affiliated transaction vehicles.
⛔ Place all controller-affiliated companies into rejection and blacklist screening; prohibit circumvention of entity risk through affiliated transaction vehicles.
实控人操作风格呈现"多主体连带债务、欠薪欠债、最终进入破产"的系统性风险特征，不具备隔离缓释条件。
⛔ 对实控人名下全部关联企业一并纳入拒批与黑名单排查；禁止以关联交易主体规避主体风险。
⛔ 对实控人名下全部关联企业一并纳入拒批与黑名单排查；禁止以关联交易主体规避主体风险。
VI · Major Litigation Cases 六 · 重大诉讼案件
📌 Core major event: the company has entered bankruptcy proceedings — the decisive judicial event behind the critical grading; the case timeline is set out below.
📌 核心重大事件：公司进入破产程序。这是决定本案致命定级的关键司法事件，以下单列个案时间线。
Case 1 · Bankruptcy proceedings (decisive major event) 案件一 · 破产程序（决定性重大事件）
| Item 项目 | Content 内容 |
|---|---|
| Accepting court 受理法院 | Shenzhen Intermediate People's Court of Guangdong Province 广东省深圳市中级人民法院 |
| Case number (accepted) 受理案号 | （XXXX）粤某破XXX号 (formally accepted bankruptcy case 正式受理破产案件; Case No. (XXXX) Yue XX Po XXX) |
| Bankruptcy petitions (review) 破产申请（审查） | 7 in total 共 7 宗（破申）: 粤03破申1178号（2023-12-15）、破申1190号（2023-12-28）、破申86号（2024-01-22）、破申115号（2024-02-01）、破申134号（2024-02-20）、破申179号（2024-03-08）、破申282号（2024-04-02） |
| Petitioners 申请人 | 覃某某、杜某某、李某某 等多名债权人 certain creditors (names redacted) 某多名债权人 |
| Substantive impact & exposure 实质影响与敞口 | Having entered bankruptcy proceedings, all debt repayment must follow the statutory distribution under the Enterprise Bankruptcy Law; recovery for ordinary claims is usually extremely low. Under the current scope, solvency is fundamentally lost (exposure: all external debts, incl. terminal-case unfulfilled RMB 46.95m / 4694.95 万 and pending litigation). 企业进入破产程序，所有债务清偿须依破产法统一分配，普通债权受偿率通常极低；当前口径下偿债能力根本性丧失（敞口：全部对外债务，含终本未履行 4694.95 万及未决诉讼） |
🔍 Risk Assessment 风控研判
Seven consecutive bankruptcy petitions since December 2023 and formal acceptance in April 2024 reflect creditors' concentrated claims and the company's insolvency or manifest lack of payment capacity.
自 2023-12 起连续 7 宗破产申请，2024-04 正式受理，反映债权人集中维权、企业已资不抵债或明显缺乏清偿能力。
⚠️ Risk Recommendation 风控建议
Acceptance of the bankruptcy petition triggers the P0 critical grading and is an irreversible red line.
⛔ Reject; for existing credit, immediately register claims with the bankruptcy administrator and verify collateral.
⛔ Reject; for existing credit, immediately register claims with the bankruptcy administrator and verify collateral.
破产受理即触发 P0 致命定级，且为不可逆红线。
⛔ 拒批；如已存续授信，立即向破产管理人申报债权并核查担保物。
⛔ 拒批；如已存续授信，立即向破产管理人申报债权并核查担保物。
Case 2 · Terminal-case exposure (top representatives) 案件二 · 终本案件敞口（代表性 TOP）
| Case No. 案号 | Court 法院 | Claim (CNY 10k) 标的（万） | Unfulfilled (CNY 10k) 未履行（万） | Docketed → Terminal 立案 → 终本 |
|---|---|---|---|---|
| （XXXX）粤某执XXX号 | Shenzhen Nanshan District Court 深圳市南山区法院 | 1885.29（RMB 18.85m） | 1875.00（RMB 18.75m） | 2023-09-04 → 2023-11-22 |
| （XXXX）粤某执XXX号 | Shenzhen Nanshan District Court 深圳市南山区法院 | 1086.17（RMB 10.86m） | 1086.17（RMB 10.86m） | 2023-10-16 → 2023-12-04 |
| （XXXX）京某执XXX号 | Beijing Dongcheng District Court 北京市东城区法院 | 500.50（RMB 5.01m） | 500.50（RMB 5.01m） | 2024-04-29 → 2024-07-09 |
| （XXXX）粤某执XXX号 | Shenzhen Nanshan District Court 深圳市南山区法院 | 909.76（RMB 9.10m） | 454.88（RMB 4.55m） | 2023-08-02 → 2023-11-20 |
| （XXXX）粤某执XXX号 | Guangzhou Tianhe District Court 广州市天河区法院 | 340.86（RMB 3.41m） | 340.10（RMB 3.40m） | 2024-03-18 → 2024-08-23 |
| 其余 39 件终本明细见数据源；全量累计：标的 5207.75 万（CNY 52.08m）/ 未履行 4694.95 万（CNY 46.95m） Details of the remaining 39 terminal cases are available from the data source; full totals: claim CNY 52.08m / unfulfilled CNY 46.95m | ||||
🔍 Risk Assessment 风控研判
The terminal-case enforcement recovery rate is extremely low (unfulfilled / claim ≈ 90%), with the largest single unfulfilled amount at RMB 18.75 million — long-term "enforcement impossibility".
终本案件执行到位率极低（未履行/标的 ≈ 90%），单案最大未履行 1875 万，说明公司长期"执行不能"。
⚠️ Risk Recommendation 风控建议
⛔ Terminal-case cumulative claim exceeds CNY 50 million — P1 severe; combined with bankruptcy, the exposure is substantively unrecoverable.
⛔ 终本累计标的超 5000 万，P1 高危；结合破产，敞口实质难以收回。
VII · Risk Timeline 七 · 风险时间线
2023-07-17
First business abnormality: annual report not published on time (not removed to date) 首次经营异常：未按时公示年度报告（至今未移出）
2023-08 ~ 2023-12
Terminal cases and consumption restrictions erupted intensively: multiple enforcement terminal cases (e.g. 执12058, 执13138), 61 historical consumption restrictions concentrated 终本与限消密集爆发：多宗被执行终本（如执12058、执13138），历史限消 61 条集中产生
2023-12-15
First bankruptcy petition review accepted (Case No. （XXXX）粤某破申XXX号, petitioner 覃某某) 首宗破产申请受理审查（申请人覃某某）
2024-01 ~ 2024-04
7 consecutive bankruptcy petitions — creditors' concentrated claims 连续 7 宗破产申请（破申），债权人集中维权
2024-04-15
Bankruptcy case formally accepted (Case No. （XXXX）粤某破XXX号, Shenzhen Intermediate People's Court) — critical red line triggered 破产案件正式受理（深圳中院）—— 致命红线触发
2024-07 ~ 2024-12
Equity freezes and consumption restrictions continued (multi-venue rolling pending freezes on controller's equity) 股权冻结、限消持续（多地法院轮候冻结实控人持股）
2025-08-13
Second business abnormality: unreachable through registered address (not removed to date) 第二次经营异常：通过登记住所无法联系（至今未移出）
2025-09-28
New open enforcement case (Case No. （XXXX）粤某执XXX号, CNY 360,758) — risk not converging 新增当前被执行（36.08 万）—— 风险未收敛
🔍 Risk Assessment (key event sequence) 风控研判（关键事件序列）
Since 2023, business abnormalities and terminal cases / consumption restrictions erupted intensively; bankruptcy followed in 2024; new enforcement cases and business abnormalities still emerged in 2025 — risk is persistently deteriorating and not converging.
2023 年起经营异常与终本/限消集中爆发，2024 年进入破产，2025 年仍有新增被执行与经营异常——风险呈持续恶化且未收敛。
⚠️ Risk Recommendation 风控建议
Trend verdict: deteriorating 恶化. Three trend signals: ① entering bankruptcy proceedings in 2024 — fundamental deterioration of solvency (decisive signal); ② 2023–2025 cumulative 44 terminal cases and 61 historical consumption restrictions with extremely low enforcement recovery; ③ new enforcement case (CNY 360,758) and "unreachable at registered address" abnormality still emerging in 2025 — risk not converging. Although localized remediation signs exist (historical dishonest record removed, consumption restrictions released), the accepted bankruptcy constitutes the irreversible mainline of deterioration.
Immediate blocking (critical-level cadence); register existing claims with the bankruptcy administrator immediately; monitor the bankruptcy asset distribution progress and the joint risk of affiliated companies.
Immediate blocking (critical-level cadence); register existing claims with the bankruptcy administrator immediately; monitor the bankruptcy asset distribution progress and the joint risk of affiliated companies.
趋势判定：恶化。三条趋势信号：① 2024 年进入破产程序，偿债能力根本性恶化（决定性信号）；② 2023–2025 累计 44 终本、61 历史限消，执行到位率极低；③ 2025 年仍有新增被执行（36.08 万）与"住所失联"经营异常，风险未收敛。虽有历史失信移出、限消解除等局部修复迹象，但破产受理构成不可逆恶化主线。
即时阻断（致命级节奏）；存量债权立即向破产管理人申报；监控破产财产分配进展与关联企业连带风险。
即时阻断（致命级节奏）；存量债权立即向破产管理人申报；监控破产财产分配进展与关联企业连带风险。
Risk magnitude visualization (absolute counts of key dimensions) 风险量级可视化（关键维度绝对数量）
VIII · Composite Risk Rating 八 · 综合风险评级
| Rating dimension 评级维度 | Score / status 得分/状态 | Notes (current scope) 说明（依据"当前"口径） |
|---|---|---|
| Bankruptcy proceedings 破产程序 | P0 hit 命中 | Shenzhen Intermediate People's Court accepted the bankruptcy case (粤03破169号) 深圳中院受理破产案件 |
| Equity freeze ratio 股权冻结比例 | P0 escalated 升档 | Controller's 73.88% holding fully frozen, far exceeding 50% 实控人持股 73.88% 被全额冻结，远超 50% |
| Terminal-case cumulative claim 终本累计标的 | P1 hit 命中 | CNY 52.08m（5207.75 万）> CNY 50m threshold（> 5000 万阈值） |
| Current dishonest list / consumption restrictions 当前失信/限消 | Not hit 未命中 | Both 0 currently (historical records released / removed) 当前均为 0（历史有记录已解除/移出） |
| Current business abnormality 当前经营异常 | P2 | 2 listings (both not removed) 2 件（均未移出） |
| Composite verdict 综合判定 | Critical Level 5 致命 5级 | Any P0 hit → Critical Risk; conclusion irreversible 命中任一 P0 → 致命风险，结论不可逆 |
IX · Risk Disposal Recommendations 九 · 风险处置建议
| No. 序号 | Recommended measure 建议措施 | Priority 优先级 | Financing decision action 融资决策动作 |
|---|---|---|---|
| 1 | Terminate all new financing approvals; freeze credit lines 终止一切新增融资审批，冻结授信额度 | Critical 致命 | ⛔ Direct Rejection 直接拒批 |
| 2 | Register existing claims with the bankruptcy administrator immediately; verify collateral and priority 存量债权立即向破产管理人申报，核查担保物与优先权 | Critical 致命 | Launch claim registration 启动债权申报 |
| 3 | Place the controller and all affiliates (某体育科技, 某科技有限公司, 某某科技有限公司, etc.) into blacklist screening 对实控人及全部关联企业（某体育科技、某科技有限公司、某某科技有限公司等）一并纳入黑名单排查 | Severe 高危 | Affiliate isolation 关联隔离 |
| 4 | Monitor bankruptcy asset distribution; track equity freeze disposal and consumption-restriction release dynamics 监控破产财产分配进展，跟踪股权冻结处置与限消解除动态 | Severe 高危 | Continuous monitoring 持续监控 |
| 5 | Verify the "unreachable at registered address" abnormality; confirm actual operating status and staff settlement 核查"住所失联"经营异常，确认实际经营状态与人员安置 | Mid 中 | Unreachability alert 失联预警 |
Judicial risk exposure quantification (credit input) 司法风险敞口量化表（对接授信）
| Quantified dimension 量化维度 | Data scope (current) 取数口径（当前） | Value 数值 | Credit constraint advice 授信约束建议 |
|---|---|---|---|
| Total current enforcement amount 当被执行总额 | 1 open case + terminal-case unfulfilled 当前未结 1 件 + 终本未履行 | CNY 360,758 + RMB 46.95m（36.08 万 + 4694.95 万） | Huge immediate repayment pressure — no credit 巨大即期偿付压力，不予授信 |
| Dishonest-debtor involved amount 失信涉案金额 | Historical 1 (fully unfulfilled) 历史 1 件（全部未履行） | Amount not disclosed 金额未披露 | Historical credit blemish — confirm after bankruptcy repayment 历史信用瑕疵，需破产清偿后确认 |
| Consumption restriction orders 限制消费令数量 | Current / historical 当前 / 历史 | 0 / 61 | None currently but historically intensive — watch remediation 当前无，但历史密集，关注修复 |
| Terminal-case unfulfilled amount 终本未履行金额 | Cumulative (historical terminal) 累计（历史已终本） | RMB 46.95m（4694.95 万） | Huge enforcement gap — recourse extremely difficult 执行缺口巨大，追偿极难 |
| External guarantee litigated amount 对外担保涉诉金额 | No dedicated search 未专项检索 | Pending Authorization Confirmation 需授权确认 | Contingent liabilities pending administrator's confirmation in bankruptcy proceedings 或有负债待管理人确认 |